The Central Hub For Institutional Transparency.Streamline. Review. Comply.
Gato gNexus is a cloud reporting platform for broker-dealers. It builds your regulatory and operational reports for you. Every report is audit-ready. Every step is logged.
Connect by web or API. Then drop the spreadsheets. One place holds the numbers your teams report on.
Ideal for: Compliance Officers, Client Services, Operations, Risk Managers, and Auditors.
Multi-level digital sign-offs, dynamic status dashboards, and automated report generation (daily, weekly, monthly).
Reads clearing and custodian files, plus Excel, CSV, and XML. Send them by SFTP, API, or upload.
Roles for reviewer, approver, final approver, and admin. Every step is time-stamped and locked.
Security-first design featuring MFA, encryption, and full SOC2 compliance.
One place for your operational and risk reports.
SEC and FINRA filings, risk limits, and exception tracking.
Internal vs. external trade reconciliation, capital adequacy, fund movements, and stock loan activity.
Live options risk by position, strike, and expiry. Plus margin excess and deficits.
Cross-border reconciliation, foreign custody, and intercompany matching.
Walk through gNexus with our team on a live environment using your workflows, venues, and reporting obligations.
Accelerate Onboarding With Confidence
Corporate Action System
End to End Fund Movements & Control
Turn Trading Activity Into Trusted Financial Outcomes
Self-Service Customer Portal for Brokerage Clients
Guides covering the regulations and workflows this module handles.
gNexus is the reporting and reconciliation layer: one place where trading, clearing, banking, and operational data are brought together, matched, and turned into the reports the firm actually has to produce.
The usual pattern is four exports and a spreadsheet — one from the OMS, one from the clearing firm, one from the bank, one from the back office — assembled monthly by someone who knows where the joins are. gNexus replaces that with scheduled ingestion, rule-based matching with tolerances and aging, and exception queues that show what broke and why. Regulatory, client, and management reporting then runs off reconciled data rather than a snapshot that was true at the moment the export ran.
The pattern gNexus replaces is familiar: four exports and a spreadsheet, assembled monthly by the one person who knows where the joins are. It works until that person is on leave, or until a regulator asks how a number was derived.
With scheduled ingestion and rule-based matching, breaks are worked and closed with a record instead of emailed around, and recurring break patterns point back at the upstream cause. Operations, finance, compliance, and client service then read one reconciled dataset rather than four separate extracts.
Trades and executions against clearing records, positions against custodian statements, cash movement against bank activity, and fees and commissions against billing runs — with configurable matching rules, tolerances, and aging thresholds per reconciliation.
Unmatched and out-of-tolerance items land in exception queues with ownership, age, and history, so breaks are worked and closed with a record rather than emailed around.
Recurring break patterns are surfaced so the upstream cause can be fixed.
Yes. It ingests files and feeds from third-party OMS platforms, clearing firms, custodians, and banks. Most implementations run against a mixed estate rather than a single-vendor stack.
Operations for daily breaks, finance for month-end, compliance for supervisory reporting, and client service for statement questions — all reading the same reconciled dataset instead of separate extracts.
Delimited and fixed-width files, FIX drop-copies, database extracts, and API feeds from third-party OMS platforms, clearing firms, custodians, and banks. Mapping is configuration, not a code change per source.
Yes. Reconciled datasets can be exposed to your own BI or reporting stack, so gNexus becomes the matched source of truth without forcing a change in how reports are presented.
Gato modules work standalone or together — pick another family to continue.
One order book, one trading front end, and one link to global venues. Built for fast, institutional-grade execution.
Explore familyLive pre-trade risk checks plus CAT and CAIS reporting. Compliance grows with your volume, not against it.
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